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杜邦要素(DuPont factors)在商标异议中的应用

8/11/2021

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Kevin Yan, Legal Intern

​FocusVision INC 为希望进行市场调查 (Marketing Research)的企业提供服务。他们的服务包括提供给企业在线访问用于收集,存储,和共享民意调查数据的软件的使用权。在2016 年, FocusVision公司申请注册国际42类商标。
FocusVision 公司试图打算根据第42 (Class 42)类进行商标注册,以提供临时在线软件的使用权用于开展和分析市场研究,此商标同时也适用于在市场研究领域方面的数据收集和数据管理。 Class 42拥有一个很特殊的地方:因为Class 42 注册的是科技服务而并非物品,申请者往往需要清楚的提注册商标的服务证明。
IBI公司根据15 U.S.C § 1052(d) 反对FocusVision的商标申请,认为FocusVision的标志非常可能与IBI当前注册的商标产生混淆。IBI公司的反对主要基于IBI公司之前已经成功注册了两项关于FOCUS 的商标。第一个注册于1991年,第二个注册于2004年。根据15 U.S.C § 1052(d),在三种情况下,商标申请会被审查员给驳回:1)与在先商标近似并且可能造成误认,2)与在先商标近似并且可能造成欺诈,3) 与未注册商标近似。
USPTO只说了商标如果可能造成消费者混淆,那么此商标就不可以给予注册。那么什么情况叫做混淆呢?美国是判例法的国家,所以商标注册时混淆的判断因素是在杜邦案中成立,今天我们叫这些判断因素杜邦13要素 (DuPont factors).但是审查手册同样强调,并不是每个案子都必须要遵守并适用所有的杜邦因素。根据每个案子的不同,确定具体使用的杜邦要素,并使用这些要素去考虑商标是否会造成混淆。
在这个案子USPTO the Board, 研究了许多杜邦要素,包括商品和服务的相似性,商标的相似性,贸易渠道的相似性,销售条件和消费者的成熟度,以及IBI 的FOCUS商标的强度并最终判决FocusVision商标与IBI现有商标非常可能产生混淆,并拒绝了FocusVision的商标注册。
FocusVision不满判决并提出上诉。在上诉中,FocusVision质疑The Board对几个联邦要素的分析,包括1)商标的相似性,2)相关商品和服务的相似性,3)贸易渠道的相似性 4) 销售条件和购买者的成熟度,5)IBI “FOCUS”商标的名气,以及6)到底有没有实际的混淆。
联邦巡回法院对这五个要素进行分析,同意了USPTO的判决。在第六个要素到底有没有实际的混淆时,联邦法院表示中立。对于整个案子,最终确认了USPTO的判决。FocusVision商标申请至此被正式驳回。

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The Application of DuPont Factors in Trademark Opposition Proceeding

8/11/2021

 
Kevin Yan, Legal Intern
​FocusVision Worldwide, Inc. v. Information Builders, Inc., 2021 USPQ2d 638 (Fed. 2021)
 
FocusVision provides services to businesses that wish to conduct marketing research, including online access to software for use in collecting, storing, and sharing data from consumer surveys.
In 2016, It applied to register the mark FOCUSVISION in International Class 42.
FOCUSVISION was intended to register under Class 42 for providing “temporary use of online software for conducting and analyzing market research as well as for use in data collection and data management in the field of market research.” One interesting fact of Class 42 is that Class 42 consists of scientific and technological services rather than goods, and appliers need to submit the proof of the services which the trademark is clearly visible.
IBI opposed FocusVision’s application under 15 U.S.C § 1052(d) arguing that FocusVision’s mark will create a likelihood of confusion with IBI’s current mark. IBI relied its argument based on two related IBI registrations on its principal registered mark FOCUS. The first was registered in 1991, for computer programs for data/base management. The second was registered in 2004, for “computer software for database management” as well as for “computer database programs for use in connection with decision support, analysis, and reporting programs.”
15 U.S.C § 1052(d) claims that trademark by which the goods of the applicant shall be refused if it “Consists of or comprises a mark which so resembles a mark registered in the Patent and Trademark Office, or a mark or trade name previously used in the United States by another and not abandoned, as to be likely, when used on or in connection with the goods of the applicant, to cause confusion, or to cause mistake, or to deceive.”
Likelihood of confusion is generally determined by reviewing a set list of factors; and in the Federal Circuit, these are called the DuPont factors. And the Board looked into many of the DuPont factors including the similarity of the goods and services, similarity of the marks, the similarity of trade channels, the sales conditions and purchaser sophistication (whether or not the purchaser in general has knowledge and experience to evaluate the products), and the strength of IBI’s FOCUS marks – supports a finding of likelihood of confusion and denied registration of the FOCUSVISION mark. FocusVision appealed the Board’s decision. On appeal, FocusVision challenged the Board’s analysis on several DuPont factors including the 1) similarity of the marks, 2) the similarity of the goods and service at issue, 3) the similarity of the trade channels, 4) the sale conditions and purchaser sophistication, 5) the fame of IBI’s FOCUS marks, and 6) actual confusion.
A (The First DuPont)
FocusVision argues that the Board improperly dissected its mark to focus on its FOCUS component, rather than considering the mark as a whole.
As long as the Board considers “all of the features of the mark,” “it is not improper to state that, for rational reasons, more or less weight has been given to a particular feature of the mark, provided the ultimate conclusion resets on consideration of the marks in their entireties.” The addition of Vision does not change the meanings of the FOCUS. FOCUS works as first term in both marks and will most likely create confusion.
B (The Second DuPont)
FocusVision argues that the Board conflated “database management” and “database programs” (IBI’s goods) and “data collection and data management” (FocusVision’s services).
Even though FocusVision’s services are not identical to IBI’s services, they are still closely enough related to support a finding of likelihood of confusion.
C (The Third and Fourth DuPont)
The Third and Fourth DuPont aims to compare both parties’ trade channels and classes of consumers. FocusVision argued that its system is unique because it provides its pertinent service only through its own online portal. It also argued that the relative high prices of its service comparing with IBI’s should be enough for purchasers to exercise a higher degree of care, which should have made confusion less likely.
D (The Fifth and sixth DuPont)
The Fifth and Sixth DuPont concerns the fame of IBI’s FOCUS marks and whether similar marks are used on similar goods. The Board correctly concluded that IBI’s FOCUS marks are legally presumed to be valid and at least suggestive. (A mark that is suggestive may be registered, but a mark that is merely descriptive may not be registered without showing that it has acquired secondary meaning)
E (The Seventh and Eighth DuPont)
The Seventh and Eighth DuPont factors concern actual confusion between the marks, especially the nature and extent of any actual confusion and the length of time during and conditions under which there has been concurrent use without evidence of actual confusion. The Board found these factors to be neutral.
The court affirmed the Board’s decision and denied IBI’s motion to strike.

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